Manager Regional Compliance Risk

Job Description :

Your Work Shapes the World at Caterpillar Inc.

When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other. We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here – we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.

About Cat Financial

Cat Financial is a subsidiary of Caterpillar Inc., the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. For more than 40 years, Cat Financial has provided a wide range of financing solutions to customers and Cat® dealers for machines, engines, Solar® gas turbines, genuine Cat parts and services. Headquartered in Nashville, Tennessee, Cat Financial serves customers globally with offices and subsidiaries located throughout North and South America, Asia, Australia, Europe and Africa. Visit cat.com to learn more about Cat Financial.

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About the Role

As a Manager Regional Compliance Risk you manage a regional team to oversee Line Unit regulatory and compliance program activities in an overseeing Line Unit regulatory and compliance program activities in accordance with Enterprise and divisional policies and procedures and applicable local regulatory requirements

As a Manager Regional Compliance Risk, you can expect to :

Oversees compliance with Enterprise and divisional policies and procedures and local jurisdictional laws and regulations.

Advises senior managers on regional compliance risk concerns; provides recommendations to ensure that global risks are managed, measured, monitored, and properly reported.

Oversee development and maintenance of compliance policies, procedures and internal controls and drives regional and global standards for compliance risk management.

Supports development of the compliance global strategy and leads regional implementation; leads special projects to advance compliance risk management practices as needed.

Business Ethics : Knowledge of practices, behaviors, applicable laws, rules, and regulations governing proper business conduct; ability to demonstrate ethical behavior in diverse situations. Counsels senior management on the ethics implications of Sarbanes-Oxley

Issues Management and Remediation : Knowledge of techniques and processes for issues management and remediation; ability to identify any error or fault and correcting them in a timely manner . Develops a risk-based quality assurance, quality control, and control testing program to assess the effectiveness of the business unit’s controls.

Risk Management : Knowledge of processes, tools and techniques for assessing and controlling an organization's exposure to risks of various kinds; ability to apply knowledge of risk management appropriately to diverse situations.

Audit and Compliance Function : Knowledge of major responsibilities and tasks of Audit and Compliance (A&C) function; ability to manage the operation of A&C function in various business environment.

What is Required

Bachelor’s degree in any of the business disciplines

5+ years’ Experience in compliance, legal, accounting, contract administration, audit.

This position requires advanced English.

Top Candidates Will Also Have

Financial Services experience

Project Management experience